Compliance / AML / Fiduciary Consultants

As Guernsey’s leading provider of outsourced Compliance/AML/Fiduciary Consultancy Support, Aspida are looking to enhance their flexible team of industry professionals of all levels to work on a project/ad hoc basis.

Job Purpose:

Responsible for holding a number of regulated positions for a portfolio of clients and are expected to be considered as a trusted advisors to their clients.

Key Responsibilities:

  • Acts as MLRO, MLCO, CO and NO for a designated portfolio of clients where the client profile fits the skills and experience of the individual in question
  • Negotiation of fee agreements and service levels with clients
  • Consider forthcoming regulatory changes, acting on these changes in the best interest of the client
  • Ensure compliance and AML/CFT policies are maintained and appropriately tailored to the clients, highlighting any issues with the board
  • Ensure BRA is being maintained reviewed and adopted by the board
  • Review the completed compliance monitoring programme for each client, identifying remediation where required and finalising the plans for the year ahead
  • Ensure compliance registers are up to date
  • Write board reports and present findings to the board
  • Provision of advice and guidance to internal team and to clients
  • Sign off new business approval forms (clients)
  • Management of GFSC visits and any remediation plans required
  • Assist in the training and development of the Trainee Compliance Consultants
  • Behave in accordance with the group’s values

Key Performance Indicators (KPI’s):

  • Time records updated at the end of each working day
  • No clients lost due to service delivery issues
  • Meeting of client and regulatory deadlines
  • Consistent use of agreed templates
  • Utilisation rate of > 60%
If you have the skills to provide practical and professional advice during client projects but wish to retain work balance and flexibility, email your CV to careers@aspidagroup.com

Compliance Consultant

As Guernsey’s leading provider of outsourced Compliance Consultancy Support, Aspida are looking to enhance their permanent team of experienced Compliance Professionals. If you have the skills to provide practical and professional Compliance advice to a

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