At Aspida we have a wide range of senior staff and experienced teams within our Business Advisory division to help boards address issues, such as those experienced by Kleinwort Hambros. And as a recognised leader in the Compliance. Risk Management and Assurance space, we can bring you the most up-to-date processes and procedures used within the financial services world.
Our Compliance, Risk Management and Assurance team also provide help and assistance with Cyber Risk Management, AIFMD reporting, MIFiD consultancy, GDPR support, Risk Assessments, and CRS/FATCA (AEOI) reporting. We can also help with supporting Compliance led projects such as client file reviews, board reviews and preparation for regulatory oversight visits. Further, we can provide assurance through periodic controls testing and/or assessment on the internal controls environment.
Our services include:
- Provision of MLRO
- Provision of Compliance Officer
- Provision of MLCO (Guernsey only) and Nominated Officer positions
- Administrative and advisory support to your own MLRO / Compliance Officers / MLCO
- AML and CFT and Regulatory Compliance training
- AML and CFT Business Risk Assessments
- Compliance monitoring (provision or support your existing team)
- Independent assurance of systems and controls
- Enterprise Risk Assessments
- Pre-regulatory visit health checks and remediation programme management