Aspida News
JFSC fines SG Kleinwort Hambros firms £719,000
JFSC fines SG Kleinwort Hambros firms £719,000 A lack of “robust oversight” and “of documented details of discussions” are the headline findings highlighted in the
Aspida highlights compliance career benefits
Aspida highlights compliance career benefits Aspida is yet again recruiting new talent eager to pursue a career in the rapidly growing profession of Compliance. After
Aspida has enrolled in ESI Monitor’s Environmental Business Operations Award
Aspida has enrolled in ESI Monitor’s Environmental Business Operations Award Aspida has made an important step towards sustainability by enrolling in ESI Monitor’s Environmental Business
Aspida’ s Great Bake Off returns
Aspida’ s Great Bake Off returns Staff and families at Aspida Group put their baking skills to the test with amazing results, raising over £240
Aspida expands Compliance Trainee Scheme
Aspida expands Compliance Trainee Scheme Aspida has welcomed its latest two trainees, Eve Bott and Alex Walker to its innovative compliance trainee scheme, allowing its
Aspida Group Marches Forward
Having made a conscious decision to continue recruiting whilst operating the whole business remotely, Aspida Group has been delighted to make five key appointments to its growing Guernsey team.
The future of funds in Guernsey
Thursday 10th March, 10am-11am GMT Guernsey has demonstrated its resilience throughout the global pandemic, not least in the continuity of its financial services sector, but
JFSC fines SG Kleinwort Hambros firms £719,000
JFSC fines SG Kleinwort Hambros firms £719,000 A lack of “robust oversight” and “of documented details of discussions” are the headline findings highlighted in the
GFSC Updates – salient highlights
Monday, 15th February saw three announcements from the GFSC covering three previously trailed policy updates, salient parts are;
Why now is the time for a career in Compliance?
Compliance was once seen as the ‘business prevention unit’, however here at Aspida from our very origins we have seen compliance as a business enabler and our practical and pragmatic tagline has become even more prevalent in recent years.
RegTech as a whole business enabler?
Whilst the Malta Financial Services Authority in Malta advocates that “RegTech solutions improve regulatory processes with the aim of helping authorised entities to comply with greater certainty and more efficiently to regulatory and supervisory requirements. .”, at Aspida we see utilising RegTech as wider to provide substantially more benefits to businesses.
Thoughts of an MLRO in today’s climate
In the current climate, it’s safe to say that MLROs find themselves in an unenviable position.
